Group Lease Public Company Limited Group Lease Public Company Limited (“GL”), a securities issuer, delayed to prepare and submit the accurate financial statements and financial reports within the

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code

financial statements for Q1/2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/09/2012

ASCON Construction PLC ASCON Construction PLC (ASCON), failed to supervise ASCON to prepare and submit the financial statements for Q4/2011, the financial statements for the year 2011, the annual

submit (1) the reviewed financial statements for Q4/2011, (2) the financial statements for the year 2011, (3) the annual registration statement for the year 2011, and (4) the financial statements to six

Singha Paratech Public Company Limited Singha Paratech Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2011, (2) the financial statements for the year

CISSA GROUP COMPANY LIMITED CISSA Group Company Limited, a securities issuer, failed to prepare and submit (1) the interim financial statements for the six-month period ended 30 June 2023 (2) the

failure to prepare and submit (1) the interim financial statements for the six-month period ended 30 June 2023 (2) the audited financial statements for the year 2023 (3) the key financial ratios for the

The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports within the period of time specified by