Group Lease Public Company Limited Group Lease Public Company Limited (“GL”), a securities issuer, delayed to prepare and submit the accurate financial statements and financial reports within the

CISSA GROUP COMPANY LIMITED CISSA Group Company Limited, a securities issuer, failed to prepare and submit (1) the interim financial statements for the six-month period ended 30 June 2023 (2) the

L.V. TECHNOLOGY Public Company Limited L.V. TECHNOLOGY Public Company Limited (“LVT”), delayed to prepare and submit the accurate financial statements and financial reports within the period of time

LVT delayed to prepare and submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code

S.E.C. Auto Sales And Services Public Company Limited S.E.C. Auto Sales and Services PLC failed to prepare and submit (1) the reviewed financial statements for Q4/2008, (2) the financial statements

the financial statements for the six-month period ended June 30, 2012 with the SEC and the SET within the specified period. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry

financial statements for Q1/2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/09/2012