Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
The Securities and Exchange Commission (SEC), represented by Mr. Paiboon Dumrongwaree (left), Assistant Secretary-General, extended the SEC congratulations on the Legal Execution Department (LED)’s
execution of transactions as per client’s orders and provided an SEC Hotline 1207 press 8 for Zipmex-related information and complaints in particular, to assist those affected investors.Once the Court accepts
Mongkhonaripong, who holds the Company’ s major shareholder (hold 144,000,000 shares or 15% of the total company’ s shareholders) in respect of execution of the office building space lease agreements, which are
, and the use of technologies to increase service choices and efficiency in meeting investors? demands.The SEC is therefore proposing draft rules on providing assisting tools for efficient investment
November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid
. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid
Complex Type 2 Investment Consultant