Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
“Executive Breakfast Forum 2022 EP.16 Shaping Sustainable Digital Future” ซึ่งกระทรวงดิจิทัลเพื่อเศรษฐกิจและสังคมร่วมกับสมาคมผู้ใช้ดิจิทัลไทย (DUGA) จัดขึ้น เพื่อผลักดันการดำเนินธุรกิจแบบยั่งยืน โดยเลขาธิการ
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
ธุรกิจสู่ความยั่งยืน” ในงาน SET: Capital Market Research Forum “ESG and Sustainability in Emerging Markets: Shaping Thailand’s Future” ซึ่งจัดโดยตลาดหลักทรัพย์แห่งประเทศไทย โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการ
: Transforming Investments and Elevating Business Sustainability” at the SET Capital Market Research Forum on “ESG and Sustainability in Emerging Markets: Shaping Thailand’s Future,” organized by the Stock
นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงาน และได้รับเกียรติกล่าวปิดงานสัมมนาวิชาการประจำปี ACMA Business Forum 2024 “Shaping Tomorrow
2024, titled “Shaping Tomorrow: Exploring the Intersections of Aging Society, Economic Dynamics, and Innovation.” The event was organized by the Association of Capital Market Academy (ACMA) in
The Securities and Exchange Commission (SEC) organized the SEC Digital Services 2024 seminar under the topic “Digital Horizons: Shaping the Future of the Capital Market.” During the seminar, the SEC
Government Bond Which Deemed as the Connected Transaction 27/07/2021 17:07 Notification of Board of Directors' Resolution Regarding Entry into Acquisition of Assets from S.W. & Sons Co.,Ltd.(Revised) 16/07