can be reached at Tel: 02-263-6000 or complain@sec.or.th.? Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, ASCO Chairman, along with representatives from 42 securities and derivatives businesses. This meeting aimed to discuss and exchange views on strategies to advance the securities and derivatives industry and the Thai capital market. Key topics included the implementation o...
in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the
with business operators to protect investors in the current situation was emphasized. This discussion focused on policy matters for the first half of 2024, marking the initial meeting of the year, apart
financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018. The misconduct of the four current and former executives and directors* is
The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current
), co-organized a webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change.” This webinar aimed to provide practical knowledge regarding performance the
สัมมนาออนไลน์ในหัวข้อ “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change” เพื่อให้ความรู้เชิงปฏิบัติการเกี่ยวกับการปฏิบัติหน้าที่ของผู้ประกอบธุรกิจในตลาดทุนไทย
with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention