knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
Mr. Paiboon Dumrongwaree, Assistant Secretary-General of the Securities and Exchange Commission (SEC) participated in the panel discussion titled “Three Lines & One Control: The Role of Directors
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายไพบูลย์ ดำรงวารี ผู้ช่วยเลขาธิการ ร่วมเสวนางาน “Three Lines & One Control บทบาทกรรมการและผู้บริหารในการยกระดับการกำกับดูแลองค์กร
the consideration of whether the defendant is guilty is under the DSI’s investigation, the public attorney’s prosecution, and the court’s jurisdiction, respectively.
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section
possession OR "electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
possession OR "electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe