The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral for liquidity support while financial institutions giving assistance to such mutual funds are allowed to use high-quality domestic instruments as collateral for the same purpose.Concurrently, SEC has announced a measure for temporary liquidity management by allowing asset management companies to...
transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
the activation of circuit breaker system when mai Index dropped by 10 percent. It had sent market halt to all members? system, resulting in an automatically halt in the trading system of all members. 2
trading orders.In case of {A}, the SEC received the report from Asia Plus Securities Plc. on investigation spurred from clients? complaint about {A}'s conducts. It was found that {A} had sent trading orders
the meeting. If the meeting’s notice has not been sent, listed companies are requested to inform shareholders to utilize this option. If it has already been sent, the message could be sent to the
Sirindhorn. As a co-sponsor, the SEC also sent athletes to strengthen relationship and promote solidarity among the personnel of the TSCA members, the Stock Exchange of Thailand (SET), and the SEC. The
The Securities and Exchange Commission (SEC) sent the winners of the Capital Market Datathon project, namely the TTF: Teen Titans of Finance team, and The Unique team, to present their works on
Bangkok, 28 July 2022 – The Securities and Exchange Commission (SEC) has sent a written notice to Zipmex Thailand, demanding the digital asset exchange to clarify in detail the announcement of
Acquisition and Disposition Notifications as follows: 1. Responsibility of the Board of Directors of the Company with respect to the information in documents sent to the shareholders The Board of Directors of
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found