as of 25 July 2006) (Synopsis)   10. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on Profile of the Applicant to be an Executive of

-Dealer Broker   18. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form for an Approval of Appointment of Person as an Executive of the

Executive of Derivatives Business Operator (as of 1 November 2005)   11. Report/Form (Notification of Securities and Exchange Commission) Form OrPor 24-2 Certified Statement Form for an Approval of

Certified Statement Form for an Approval of Appointment of Person as the Executive of Derivatives Business Operator (as of 1 November 2005)   12. Report/Form (Notification of Securities and Exchange

for Registeration of Person Qualified to be a Mutual Fund Supervisors   8. Report/Form (Notification of Securities and Exchange Commission) Certified Statement Form Relating to Acting in Compliance with

) Documents for the Application for a License to Undertake Securities Business in the Category of Mutual Fund Management   Report/Form (Notification of Securities and Exchange Commission) Certified Statement

Commission) Certified Statement Form Relating to Acting in Compliance with Related Laws of Applicant for Custodian of Private Funds   9. Report/Form (Notification of Securities and Exchange Commission) Form

Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis)   21. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on

(Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on Profile of the Applicant to be an Executive of the Securities Company or the Derivatives Business Operator

her choice for his or her comfort in the translation accuracy. Additionally, the statement must be certified by the interviewee in every process. In case of Mr. Nielsen, he brought his own translator