Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance

mean time, the derivatives brokers may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives

mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives

within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary

and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.   

with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________

investment scheme units ” means the units of a foreign collective investment scheme established in ASEAN countries (ASEAN Collective Investment Scheme), which may be offered for sale in Thailand under the

the units of a foreign collective investment scheme established in ASEAN countries (ASEAN Collective Investment Scheme), which may be offered for sale in Thailand under the Notification of the

involved in a credit rating committee. garding the creditworthiness of an entity or obligation, expressed using an established and defined ranking system. to determine an initial credit rating, an upgrade of

granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance