Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
., Ltd.: SCBAM;(6) Merchant Partners Asset Management Limited: MPAM; and (7) UOB Asset Management (Thailand) Co., Ltd.: UOBAM*3. Six commercial banks, namely:(1) Bangkok Bank Public Company Limited: BBL;(2