With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and business operation after the offering. Furthermore, the SEC has proposed a revision to the timeline for su...
periods as well as popular funds seem to considerably attract more investment money than others. Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is
derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have
. In addition, efficiency of legal enforcement will be enhanced by improving timeframes of case management on investigation and complaint handling, and cooperating with relevant agencies such as the SET
procedures and set timeframes for derivatives clearing and settlement, and clearly define the timing of settlement finality in the relevant rules; (3) establish clear procedures and methods for events of
the following timeframes: (1) in case where the applicant submits the application for approval of the qualifications of the applicant under (1) of Paragraph 2 of Clause 5 and the application for
Rules and Periods for Report Submission of Securities Companies
submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods
-month periods ended June 30, 2020 http://pdi.intranet/SiteDirectory/it/Image%20Gallery/image/logo2013.jpg 1 | Padaeng Industry Public Company Limited and its subsidiaries Ref. PDI/BK-BS-038/2020 August 11
, and the six-month periods ended 30 June 2021 within 31 May 2021, 31 May 2021, and 30 September 2021, respectively. However, JCKD prepared and submitted the financial statement for the year 2020, the key