UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
submitted through the transmission system of the SEC office on March 9, 2023. SEC Act S.56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 31/2024 Dated 13/05/2024
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as
adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4
filed through the transmission system of the SEC Office on May 15, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 72/2025 Dated 26/06/2025
through the transmission system of the SEC Office on March 1, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 74/2025 Dated 26/06/2025
the transmission system of the SEC Office on August 16, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 74/2025 Dated 26/06/2025
through the transmission system of the SEC Office on August 16, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 74/2025 Dated 26/06/2025