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Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles to seek proper solutions.ASCO came up with a quality enhancement plan for investment analyst...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4650

SEC and AIMC push for risk management guideline and due diligence checklist

Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and due diligence checklist before investing in complex financial products to promote business standard and competitiveness. SEC Secretary-General Vorapol Socatiyanurak said that the SEC approved the AIMC?s investment risk management guideline and due diligence checklist before investing in complex finan...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5113

SEC joins Thailand’s International Anti-Corruption Day 2024 under the theme “Fight Against Corruption: Push to the Limit, Stop the Corruption”

: Push to the Limit, Stop the Corruption,” featured exhibitions showcasing anti-corruption efforts across various sectors, raising awareness and anti-corruption commitment performances. The ceremony took

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11472

Thai Treasury Stock

Thai Treasury Stock × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > การระดมทุน > ตราสารทุน > หุ้น

https://www.sec.or.th/TH/Pages/LawandRegulations/FundRaising-treasurystock.aspx

Investor Alert : Facebook Page ชื่อ Stock and stock market analysis

Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=382&CaseYY=2566

Investor Alert : Facebook Page ชื่อ Stock and stock market analysis

Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0382&CaseYY=2566

Investor Alert : Facebook page ชื่อ Stock trading

Facebook page ชื่อ Stock trading : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=050&CaseYY=2567

Investor Alert : Facebook page Online Stock Trading

Facebook page Online Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=064&CaseYY=2565

Investor Alert : Facebook Page ชื่อ Stock leader

Facebook Page ชื่อ Stock leader : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=094&CaseYY=2567

Investor Alert : Facebook page ชื่อ Stock InvestDiary

Facebook page ชื่อ Stock InvestDiary : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=303&CaseYY=2566

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