Transition Plan for Investors" to raise awareness and enhance asset management companies’ skills considering the opportunities and risks of climate change. This involves creating a clear, comprehensive, and

an exemption to the case where the custodial services provided by digital asset issuers, which involves keeping only the issued digital asset on behalf of their clients, does not fall within the

sustainable growth in the Thai capital market. This involves encouraging listed companies and investors to incorporate ESG factors into their business operations and investments. The SEC also promotes various

public awareness media under the “Digital Vaccine” project. The initiative involves collaboration with representatives from the Ministry of Digital Economy and Society (MDES), the Royal Thai Police, the

Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key

lapse on January 24, 2011 while the case is still under the DSI?s consideration. As the case involves a number of witnesses and evidence, it is unlikely to be able to bring the case onto court within the

account between April 1, 2016 - May 4, 2016 and involves in transaction to buy PTL shares in order to assist Polyplex Corporation Limited (“PCL”), Mr. Pranay Gothati, Executive Director and representative

advantage of other persons before its was disclosed to the public on 28 October, 2016 and Mr. Krirkkrai involves by executed trading orders of JTS shares. 02/10/2019 agreed to comply with civil penalties

damage from proceeding accordingly. The first case involves four entities, namely: (1) Gilt Edge International (Group) Ltd. ? Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle

and submit report on trading of securities and derivatives in foreign countries for proprietary trading, which involves capital inflow or outflow, as per the forms and procedures provided on the SEC