investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in accordance with the criteria prescribed and notified by the SEC Office; (5) in

derivatives broker shall not represent any fixed rate of profits or returns on investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in

derivatives broker shall not represent any fixed rate of profits or returns on investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in

("the One-Third Rule"). However, an exception is granted to certain types of juristic person such as the Social Security Fund, which may hold up to 50 percent of the total units sold. Should any

time, in case of a juristic person established less than three years; - an analysis on the financial status and the operating results of the income guarantor and its ability to perform in accordance with

must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of integrity and honesty and without any disgraceful record, and must

approved by the Office must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without

knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without any disgraceful record, and must

the following characteristics, with the exception of the circumstance under Clause 18: (1) within a period of five years prior to the filing date of the application for an offer for sale of bonds, the

an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance