The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on 16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will be joining a series of panels. More than 400 participants are expected to attend the event....
moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among investors, developers, business operators and the public sector; (2) Potential risks
year?s discussions focused on two key areas. First, the use of Audit Quality Indicators (AQIs) to spur deeper conversations on audit quality matters between audit firms and stakeholders such as audit
the duty of investment consultants to record them along with conversations at all times for evidence. The SEC places high importance in this matter because it will be beneficial to both investment
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the
. In this regard, the fact found from their conversations recorded was corresponding to his admission. It was also found that the client acknowledged the transactions via SMS all along and consistently
from investigation that the client instruction was unclear and certain conversations could indicate that {F} had made unauthorized gold futures trading decision and informed the client afterward
E_1 Legal_FA_2015_12_29-c A WCorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2018 In 2018, the overall Thai economy maintained its growth due largely to healthier growth of exports and tourism, especially in the first half of the year. Meanwhile, the government continued to implement measures to promote and strengthen the domestic economy through support of investment and private spending as well as bolstering opportunities for other econo...