Bangkok, February 19, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities
Bangkok, March 27, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
the group. They also boosted up UKEM share's closing price from 2.60 baht per share on July 18, 2008 to close at 6.20 baht per share on August 20, 2008; resulting an increase of 3.60 baht or 138.46
trading among their accounts in high volumes in the manner that boosted and stabilized the share price to induce the public into the trading. Kanit aided and abetted such manipulative trading by
accounts of several groups of people to buy and sell both securities in a manner that boosted up share prices by sending trading orders in great volume with different price levels, taking both bid and offer
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for