The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory service and soliciting the public to invest in digital assets, which may be liable to fraud and ca...
1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for Offering for Sale of Green Bond, Social Bond and Sustainability Bond. Currently, an issuer of such bonds is required to pay the filing fee of 10,000 baht or 30,000 baht depending on the product type. The exemption shall apply as from the effective date of the Notification until 31 May 2020. In any case...
SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory sandbox license to ThaiBMA, which aims to allow innovation testing in a closed environment . The adoption of technology will shorten the issuance of bonds process and increase efficiency of overall market. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which wi...
Bangkok, May 22, 2015 ? The SEC did not grant Thai Industrial & Engineering Service Plc. (TIES) a waiver for postponement of submission of the company?s rectified and audited 2014 financial statements as well as deadline extension for submission of Q1/2015 financial statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor?s qualified opinion in rela...
Bangkok, May 27, 2015 ? The SEC notified AI Energy Plc. (AIE) and its parent company, Asian Insulators Plc. (AI), to submit to the SEC and publicly disclose their rectified and audited 2014 financial statements by May 27, 2015, the deadline previously determined. The companies were also required to submit their Q1/2015 financial statements urgently. Also, AIE must submit the opinion of audit committee on internal audit report concerning cost of sales and inventories which were raised by the audi...
Bangkok, May 27, 2015 ? The SEC notified AI Energy Plc. (AIE) and its parent company, Asian Insulators Plc. (AI), to submit to the SEC and publicly disclose their rectified and audited 2014 financial statements by May 27, 2015, the deadline previously determined. The companies were also required to submit their Q1/2015 financial statements urgently. Also, AIE must submit the opinion of audit committee on internal audit report concerning cost of sales and inventories which were raised by the audi...
Businesses Accelerating Inclusive Green Economies- Leaving No One Behind ณ ศูนย์ประชุมแห่งสหประชาชาติ (UNCC) วันที่ 11 มิถุนายน 2562ในครั้งนี้ เลขาธิการ ก.ล.ต. ได้บรรยายถึงแนวทางของสำนักงานในการผลักดันให้ภาค
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยฝ่ายความเสี่ยงตลาดทุนและองค์กรและฝ่ายทรัพยากรบุคคล จัดการบรรยายเรื่อง “นโยบาย No Gift Policy และประมวลจริยธรรม” เพื่อให้ผู้บริหารและ
and Exchange Act (No. 6) B.E. 2562 (2019), detailed summary and related documents thereof are available at www.sec.or.th.
internationally-accepted standards. It is a pleasure that Thai listed companies are the majority recipients of the ASEAN Asset Class Award in ASEAN and that Thailand maintains the No. 1 for the 6th consecutive