Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as
approaches for addressing such challenges. Guest panelists from the public and private sectors included Mr. Surasak Dudsdeemaytha, Executive Vice President of Kasikornbank Public Company Limited, Mrs
feature CEO keynote addresses on building world class corporations through globalization of capital markets where Mr. Banthoon Lamsam, CEO and President of Kasikornbank, will share with us ?What It Takes to
Public Company Limited (PTT), (2) PTT Exploration and Production Public Company Limited (PTTEP), (3) Toyota Leasing Thailand Co., Ltd., and (4) KASIKORNBANK Public Company Limited, with a total bond