Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due

account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further

) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank

for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing

investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

July. By year-end, the total trading value of derivative warrants on PTT, PTTEP and KBANK was 655.14 million baht. ? Gold business operators were allowed to act as derivatives agent for gold futures. By

July. By year-end, the total trading value of derivative warrants on PTT, PTTEP and KBANK was 655.14 million baht. ??Gold business operators were allowed to act as derivatives agent for gold futures. By

) ซึ่งเปิดให้ซื้อขายในตลาดหลักทรัพย์ฯ เมื่อเดือนกรกฎาคม 2552  ปัจจุบันมี DW ของ 3 หลักทรัพย์ ได้แก่ PTT  PTTEP และ KBANK มูลค่าซื้อขายรวม 655.14 ล้านบาท? อนุญาตให้ผู้ประกอบธุรกิจซื้อขายทองคำขอเป็นตัวแทนใน

advertisement from Kasikorn Bank Plc., as this issue of debentures contains more complex conditions than general debentures.In case where the debenture issuer exercises its right to early redemption and to defer